57 Compliance jobs

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  • Compliance Officer

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    Hays
    Job Location
    Sydney CBD, NSW 2000
    Job Salary
    Salary not specified
    Job Features
    • Global Brokerage Firm
    • Competitive Package with Discretionary Bonus
    • Opportunity to work with Traders
    Job Description

    An excellent opportunity currently exists for an Assistant Compliance Officer within a global brokerage firm wishing to expand their compliance dep...… More details

    Skills
    1. Derivatives
    2. Investment banking/capital markets
  • Compliance Manager - Financial Advice

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    Profusion Group
    Job Location
    Melbourne CBD, VIC 3000
    Job Salary
    $90,000 - $100,000
    Job Description

    Grow your professional compliance career with this challenging and varied role.… More details

    Skills
    1. Training staff
    2. Implementing processes
  • Client Service Officer - Reputable firm, high performing team

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    Stirling Andersen Pty Ltd
    Job Location
    Brisbane Inner Suburbs, QLD
    Job Salary
    Salary not specified
    Job Description

    Fantastic opportunity for a passionate and focused Client Service Officer to deliver exceptional client service, building strong relationships.… More details

    Skills
    1. Financial Planning
    2. Quoting rates, terms and fees
  • IT Audit Leader

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    Hudson Global Resources
    Job Location
    Sydney Metro, NSW
    Job Salary
    Salary not specified
    Job Features
    • Iconic Australian banking brand
    • Great exposure across the business
    • $$ Excellent remuneration $$
    Job Description

    Our client is a Leading Australian banking institution that seeks an experienced IT Auditor to work as part of their internal audit team.… More details

    Skills
    1. Assessing investment risk
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  • Senior Manager, Wealth Management Internal Audit

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    Hudson Global Resources
    Job Location
    Sydney Metro, NSW
    Job Salary
    Salary not specified
    Job Features
    • Assist in the planning and execution of...
    • Opportunity to lead an experienced team
    • Professional development on offer locally...
    Job Description

    Our client is a Leading global financial services business that seeks an experienced leader with good internal audit experience within Wealth… More details

    Skills
    1. Assessing investment risk
  • Lead Risk Advisor/ Senior Manager, Business Banking (Retail Lending)

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    Hudson Global Resources
    Job Location
    Sydney Metro, NSW
    Job Salary
    Salary not specified
    Job Features
    • Establish yourself within a leading...
    • Leadership role, managing a team with 4...
    • CBD Location
    • Competitive remuneration
    Job Description

    Our client is a first tier financial services organisation that seeks a commercial risk professional to drive effective risk management… More details

    Skills
    1. Lending
    2. Training staff
    3. Presenting
  • Senior Credit Analyst - Parramatta

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    Talent2
    Job Location
    Sydney Metro, NSW
    Job Salary
    $35/hr+
    Job Features
    • Parramatta Location
    • Up to $35ph + super
    • Temporary to permanent opportunity
    • Commercial and business partnering focus
    Job Description

    Global market leader seeks Senior Credit Analyst | Temp to perm | Parramatta| Up to $35ph + super | High level business partnering | Strategic… More details

    Skills
    1. Developing business
    2. Analysing risk
    3. Excel
    4. Perform risk assessments
    5. Managing credit risks
  • Senior Compliance Manager, Asset Management

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    Taylor Root Sydney
    Job Location
    Eastern Suburbs, Sydney, NSW
    Job Salary
    $200,000 - $250,000
    Job Features
    • Leadership & people management role
    • C200-250K
    • Global Asset Manager
    Job Description

    Leadership and people management role with a global institution. Must have a strong asset management compliance background.… More details

    Skills
    1. Managing assets
  • Head of Risk

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    Taylor Root Sydney
    Job Location
    Eastern Suburbs, Sydney, NSW
    Job Salary
    $170,000 - $190,000
    Job Features
    • ASX listed
    • C180K
    • Young & dynamic company
    Job Description

    Diversified financial services organisation, ASX listed. Autonomous, senior risk management and leadership role.… More details

    Skills
    1. Fraud/security services
    2. Training staff
  • Paraplanner

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    Employment Office
    Job Location
    Sydney Metro, NSW
    Job Salary
    Salary not specified
    Job Features
    • Looking for more variety and control in...
    • Genuine opportunities for professional...
    • Enjoy OTE $60,000 + superannuation, with...
    Job Description

    Looking for a paraplanning role w/ more variety & control? Join an established, global org. & enjoy uncapped earnings & excellent career progression!… More details

    Skills
    1. Implementing processes
    2. Mortgage broking
  • Legal, Risk & Compliance Consultant (Part-time)

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    Charterhouse Partnership
    Job Location
    Sydney CBD, NSW 2000
    Job Salary
    Salary not specified
    Job Features
    • Highly Regarded law firm
    • Solid compliance knowledge required
    • Excellent culture and work flexibility...
    Job Description

    Outstanding opportunity for a dedicated, results driven Risk & Compliance lawyer to join this leadership team… More details

    Skills
    1. Analysis
  • Manager - Business Risk

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    Hudson Global Resources
    Job Location
    Sydney Metro, NSW
    Job Salary
    Salary not specified
    Job Features
    • Wealth Management Environment
    • Broad Business Risk Exposure
    • Sydney CBD Based
    Job Description

    Unique opportunity to join Perpetual's Corporate Services Risk Team.… More details

    Skills
    1. Analysis
    2. Implementing processes
    3. Training staff
    4. Corporate banking
  • Advice Consultant | Financial Planning | NO SALES! Service/Support role

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    Keegan Adams
    Job Location
    Sydney CBD, NSW 2000
    Job Salary
    $65,000 - $75,000 pkg
    Job Description

    Are you a Financial Planner/Adviser or Paraplanner? LOVE speaking with clients but HATE sales? Join an employer of choice with a superb team culture.… More details

    Skills
    1. Financial Planning
    2. Developing business
  • 3x AML Officers | $26-28 per hr | Ongoing Contract

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    Lloyd Morgan
    Job Location
    Western Suburbs, Sydney, NSW
    Job Salary
    Salary not specified
    Job Features
    • Western Sydney Location
    • Reputable Financial Organisation
    • Immediate start
    Job Description

    Help support the organisation within a crucial role using your dynamic and hands on approach! Candidates who demonstrate strong interest in AML Apply!… More details

    Skills
    1. Analysis
    2. Excel
  • Senior Analyst- Financial Planning Audit, Licensee Standards and Investigations

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    Profusion Group
    Job Location
    Melbourne CBD, VIC 3000
    Job Salary
    $110,000 - $150,000
    Job Description

    Use your years of financial planning and technical expertise in this new Audit and Compliance role.… More details

    Skills
    1. Financial Planning
    2. Analysis
  • Senior Analyst- Financial Planning Audit, Licensee Standards and Investigations

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    Profusion Group
    Job Location
    Melbourne CBD, VIC 3000
    Job Salary
    Salary not specified
    Job Description

    Use your years of financial planning and technical expertise in this new Audit and Compliance role.… More details

    Skills
    1. Financial Planning
    2. Analysis
  • Senior Analyst- Financial Planning Audit, Licensee Standards and Investigations

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    Profusion Group
    Job Location
    Sydney CBD, NSW 2000
    Job Salary
    Salary not specified
    Job Description

    Use your years of financial planning and technical expertise in this new Audit and Compliance role.… More details

    Skills
    1. Financial Planning
    2. Analysis
  • Loan Documentation Officer

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    Job Location
    Brisbane Metro, QLD
    Job Salary
    Salary not specified
    Job Features
    • Long Term Contract
    • Large Team Environment
    • Monday - Friday Hours
    Job Description

    A large banking organisation is seeking for ongoing temporary support within their loan documentation team on a full time Monday to Friday basis. T...… More details

    Skills
    1. Lending
  • Internal Auditor, $140,000

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    Beaumont Consulting
    Job Location
    Sydney CBD, NSW 2000
    Job Salary
    $140,000
    Job Description

    Internal Auditor wanted for one of the most successful mutual financial institutions in NSW. Paying $140,000… More details

    Skills
    1. Excel
    2. Implementing processes
    3. Analysis
    4. Credit union
  • Compliance Manager

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    Job Location
    Sydney CBD, NSW 2000
    Job Salary
    Salary not specified
    Job Features
    • Global Bank setting up Australian operations
    • Institutional focus
    • High profile role
    Job Description

    An exciting and unique opportunity has been created for an experienced compliance professional to progress their career within a leading internatio...… More details

    Skills
    1. International banking
    2. Implementing processes
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