Join this highly reputable & established integrated financial services provider, whose progressive and forward thinking attitude continues to define them across the Nation. This prestigious industry player currently seeks a proven strong performing, highly motivated Senior Regulatory Compliance Analyst.
In this newly created & highly autonomous role, you will report to the Head of Compliance. Your key directive will be to provide technical knowledge & expertise in regards to the Corporation Act (particularyly ch 5c) and ASX listing rules.
Your role will also involve some accounting duties: Reviewing financial & statutory accounts, liaising directly with clients and other external stakeholders, reviewing & assessing complex investment proposals & other investment transactions. From a legal & compliance perspective, you will conduct due diligence visits, ensure funds adhere to all product disclosure statements & other regulatory requirements, a swell as preparing executive reports.
For your application to be considered, you will demonstrate:
- A min of 3 - 5 years broad experience within this role or similar, ideally with experience with the Corporations Act & Managed Investment Schemes, teamed with good all round broad asset class experience
- Tertiary qualifications within a Finance/Law related discipline essential
- Exceptional communication skills, interpersonal & relationship building skills, teamed with a desire to take ownership, be pro-active, knowledgeable across the broader market, strong emotional intelligence & the ability to influence the business.
To apply online, please click on the appropriate link below. Alternatively, for a confidential discussion, please contact Melanie Wong on 02 8247 5704, quoting the Job Title and Ref No. 2008928
Apply now
To be eligible to apply for this position you must have an appropriate Australian or New Zealand work visa.
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